Schmidt Stephen J's Form 4 filing
Waterstone Financial, Inc. (WSBF) · filed Feb 6, 2025
- Accession no.
- 0001437749-25-003055
- Filed
- Feb 6, 2025, 5:40 PM ET
- Trade date
- Feb 4-6, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $222.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schmidt Stephen JCIK 0001336617 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 4, 2025 | Common Stock | MOption exerciseAcquired | +2,195 | $12.75 | +$27,986.25 | 72,273 | Direct | |
| Feb 4, 2025 | Common Stock | SSaleDisposed | −2,195 | $13.76 | −$30,212.2 | 70,078 | Direct | |
| Feb 5, 2025 | Common Stock | MOption exerciseAcquired | +10,885 | $12.75 | +$138,783.75 | 80,963 | Direct | |
| Feb 5, 2025 | Common Stock | SSaleDisposed | −10,885 | $13.76 | −$149,768.89 | 70,078 | Direct | |
| Feb 6, 2025 | Common Stock | MOption exerciseAcquired | +3,097 | $12.75 | +$39,486.75 | 73,175 | Direct | |
| Feb 6, 2025 | Common Stock | SSaleDisposed | −3,097 | $13.75 | −$42,589.63 | 70,078 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 4, 2025 | Common Stock | MOption exerciseDisposed | −2,195 | $0.00 | – | 20,193 | Direct | |
| Feb 5, 2025 | Common Stock | MOption exerciseDisposed | −10,885 | $0.00 | – | 9,308 | Direct | |
| Feb 6, 2025 | Common Stock | MOption exerciseDisposed | −3,097 | $0.00 | – | 6,211 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.