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Rappe Kristine A's Form 4 filing

Waterstone Financial, Inc. (WSBF) · filed Feb 6, 2025

Accession no.
0001437749-25-003053
Filed
Feb 6, 2025, 5:39 PM ET
Trade date
Feb 4-5, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $206.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rappe Kristine ACIK 0001278949Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 4, 2025Common StockMOption exerciseAcquired+4,760$12.75+$60,69032,078Direct
Feb 4, 2025Common StockSSaleDisposed−4,760$13.77−$65,522.8327,318Direct
Feb 5, 2025Common StockMOption exerciseAcquired+10,270$12.75+$130,942.537,588Direct
Feb 5, 2025Common StockSSaleDisposed−10,270$13.75−$141,255.6327,318Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 4, 2025Common StockMOption exerciseDisposed−4,760$0.00–32,455Direct
Feb 5, 2025Common StockMOption exerciseDisposed−10,270$0.00–22,185Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)