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Rappe Kristine A's Form 4 filing

Waterstone Financial, Inc. (WSBF) · filed Feb 3, 2025

Accession no.
0001437749-25-002550
Filed
Feb 3, 2025
Trade date
Jan 30-31, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $467.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rappe Kristine ACIK 0001278949Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 30, 2025Common StockMOption exerciseAcquired+13,931$12.75+$177,620.2541,249Direct
Jan 30, 2025Common StockSSaleDisposed−13,931$13.89−$193,501.5927,318Direct
Jan 31, 2025Common StockMOption exerciseAcquired+19,879$12.75+$253,457.2547,197Direct
Jan 31, 2025Common StockSSaleDisposed−19,879$13.76−$273,535.0427,318Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 30, 2025Common StockMOption exerciseDisposed−13,931$0.00$057,094Direct
Jan 31, 2025Common StockMOption exerciseDisposed−19,879$0.00$037,215Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)