Schmidt Stephen J's Form 4 filing
Waterstone Financial, Inc. (WSBF) · filed Feb 3, 2025
- Accession no.
- 0001437749-25-002548
- Filed
- Feb 3, 2025
- Trade date
- Jan 30-31, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $377.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schmidt Stephen JCIK 0001336617 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2025 | Common Stock | MOption exerciseAcquired | +12,291 | $12.75 | +$156,710.25 | 82,369 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −12,291 | $13.94 | −$171,336.54 | 70,078 | Direct | |
| Jan 31, 2025 | Common Stock | MOption exerciseAcquired | +14,928 | $12.75 | +$190,332 | 85,006 | Direct | |
| Jan 31, 2025 | Common Stock | SSaleDisposed | −14,928 | $13.80 | −$206,006.4 | 70,078 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2025 | Common Stock | MOption exerciseDisposed | −12,291 | $0.00 | $0 | 37,316 | Direct | |
| Jan 31, 2025 | Common Stock | MOption exerciseDisposed | −12,928 | $0.00 | $0 | 22,388 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.