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Auerbach Alan H's Form 4 filing

Puma Biotechnology, Inc. (PBYI) · filed Jan 3, 2025

Accession no.
0001437749-25-000359
Filed
Jan 3, 2025
Trade date
Jan 2, 2025
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 1 non-derivative transaction. Open-market sales total $106.6K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Auerbach Alan HCIK 0001358285Director, Officer (President and CEO), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 2, 2025Common StockSSaleDisposed−33,841$3.15−$106,599.157,029,674Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)