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Steadman Daniel B's Form 4 filing

Hennessy Advisors Inc (HNNA) · filed Dec 30, 2024

Accession no.
0001437749-24-038550
Filed
Dec 30, 2024
Trade date
Dec 26-30, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $48.5K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Steadman Daniel BCIK 0001165096Officer (Executive VP), Other: Advisory Committee Member

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 26, 2024Common StockGGiftDisposed−750$0.00$037,532Direct
Dec 27, 2024Common StockSSaleDisposed−3,100$11.80−$36,58034,432Direct
Dec 30, 2024Common StockSSaleDisposed−1,000$11.90−$11,90033,432Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)