Steadman Daniel B's Form 4 filing
Hennessy Advisors Inc (HNNA) · filed Dec 20, 2024
- Accession no.
- 0001437749-24-038162
- Filed
- Dec 20, 2024
- Trade date
- Dec 18-20, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $73.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Steadman Daniel BCIK 0001165096 | Officer (Executive VP), Other: Advisory Committee Member |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 18, 2024 | Common Stock | SSaleDisposed | −3,200 | $12.19 | −$39,008 | 47,242 | Direct | |
| Dec 20, 2024 | Common Stock | SSaleDisposed | −2,900 | $11.75 | −$34,075 | 44,342 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.