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Carrillo Sabas D's Form 4 filing

Blum Holdings, Inc. (BLMH) · filed Dec 18, 2024

Accession no.
0001437749-24-037883
Filed
Dec 18, 2024, 5:18 PM ET
Trade date
Dec 13-17, 2024
Filing delay
5 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market purchases total $531.25. It was filed 5 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Carrillo Sabas DCIK 0001876882Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 13, 2024Common StockPPurchaseAcquired+475$0.47+$223.2587,187Direct
Dec 13, 2024Common StockPPurchaseAcquired+200$0.48+$9687,387Direct
Dec 17, 2024Common StockPPurchaseAcquired+200$0.52+$10487,587Direct
Dec 17, 2024Common StockPPurchaseAcquired+200$0.54+$10887,787Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)