Pate William's Form 4 filing
Par Pacific Holdings, Inc. (PARR) · filed Dec 13, 2024
- Accession no.
- 0001437749-24-037511
- Filed
- Dec 13, 2024
- Trade date
- Dec 12, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.10M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pate WilliamCIK 0001180447 | Director, Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2024 | Common stock | MOption exerciseAcquired | +71,918 | $14.60 | +$1,050,002.8 | 592,310 | Direct | |
| Dec 12, 2024 | Common stock | SSaleDisposed | −67,700 | $16.22F1 | −$1,098,094 | 524,610 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2024 | Common stock | MOption exerciseDisposed | −71,918 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.91 to $16.27, inclusive, via a cashless hold. The reporting person undertakes to provide to Par Pacific Holdings, Inc. or the staff of the Securities and Exhchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The proceeds from approximately 67,700 shares were withheld by the Company to pay costs associated with the exercise of the option and withholding taxes. The transaction netted 4,218 shares that remain held by Mr. Pate.
Referenced by the price of 1 transaction in Table I.