Schmidt Stephen J's Form 4 filing
Waterstone Financial, Inc. (WSBF) · filed Dec 12, 2024
- Accession no.
- 0001437749-24-037303
- Filed
- Dec 12, 2024
- Trade date
- Dec 11, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.23K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schmidt Stephen JCIK 0001336617 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2024 | Common Stock | MOption exerciseAcquired | +478 | $12.75 | +$6,094.5 | 70,556 | Direct | |
| Dec 11, 2024 | Common Stock | SSaleDisposed | −181 | $15.10 | −$2,733.1 | 70,375 | Direct | |
| Dec 11, 2024 | Common Stock | SSaleDisposed | −8 | $15.11 | −$120.88 | 70,367 | Direct | |
| Dec 11, 2024 | Common Stock | SSaleDisposed | −101 | $15.12 | −$1,527.12 | 70,266 | Direct | |
| Dec 11, 2024 | Common Stock | SSaleDisposed | −100 | $15.13 | −$1,513 | 70,166 | Direct | |
| Dec 11, 2024 | Common Stock | SSaleDisposed | −65 | $15.15 | −$984.75 | 70,101 | Direct | |
| Dec 11, 2024 | Common Stock | SSaleDisposed | −23 | $15.16 | −$348.68 | 70,078 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2024 | Common Stock | MOption exerciseDisposed | −478 | $0.00 | $0 | 49,607 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.