Fan Gary's Form 4 filing
RBB Bancorp (RBB) · filed Dec 9, 2024
- Accession no.
- 0001437749-24-037045
- Filed
- Dec 9, 2024
- Trade date
- Dec 6, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $281.4K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fan GaryCIK 0001957237 | Officer (EVP/Chief Operations Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2024 | Stock Options | MOption exerciseAcquired | +12,000 | $21.17 | +$254,040 | 12,000 | Direct | |
| Dec 6, 2024 | Stock Options | SSaleDisposed | −12,000 | $23.45 | −$281,400 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2024 | Stock Options | MOption exerciseDisposed | −30,000 | $21.17 | −$254,040 | 18,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.