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Carrillo Sabas D's Form 4 filing

Blum Holdings, Inc. (BLMH) · filed Dec 6, 2024

Accession no.
0001437749-24-036856
Filed
Dec 6, 2024, 3:53 PM ET
Trade date
Dec 3-5, 2024
Filing delay
3 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions. Open-market purchases total $6.17K. It was filed 3 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Carrillo Sabas DCIK 0001876882Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 3, 2024Common StockPPurchaseAcquired+2,500$0.36+$90069,607Direct
Dec 3, 2024Common StockPPurchaseAcquired+2,500$0.38+$95072,107Direct
Dec 4, 2024Common StockPPurchaseAcquired+5,000$0.38+$1,90077,107Direct
Dec 4, 2024Common StockPPurchaseAcquired+2,500$0.48+$1,20079,607Direct
Dec 5, 2024Common StockPPurchaseAcquired+2,500$0.49+$1,22582,107Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)