Schmidt Stephen J's Form 4 filing
Waterstone Financial, Inc. (WSBF) · filed Nov 29, 2024
- Accession no.
- 0001437749-24-036366
- Filed
- Nov 29, 2024
- Trade date
- Nov 27, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.96K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schmidt Stephen JCIK 0001336617 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2024 | Common Stock | MOption exerciseAcquired | +259 | $12.75 | +$3,302.25 | 70,337 | Direct | |
| Nov 27, 2024 | Common Stock | SSaleDisposed | −4 | $15.25 | −$61 | 70,333 | Direct | |
| Nov 27, 2024 | Common Stock | SSaleDisposed | −134 | $15.28 | −$2,047.52 | 70,199 | Direct | |
| Nov 27, 2024 | Common Stock | SSaleDisposed | −121 | $15.29 | −$1,850.09 | 70,078 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2024 | Common Stock | MOption exerciseDisposed | −259 | $0.00 | $0 | 50,085 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.