Schmidt Stephen J's Form 4 filing
Waterstone Financial, Inc. (WSBF) · filed Nov 27, 2024
- Accession no.
- 0001437749-24-036306
- Filed
- Nov 27, 2024
- Trade date
- Nov 25, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 1 derivative transaction. Open-market sales total $34.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schmidt Stephen JCIK 0001336617 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2024 | Common Stock | MOption exerciseAcquired | +2,194 | $12.75 | +$27,973.5 | 72,272 | Direct | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −939 | $15.75 | −$14,789.25 | 71,333 | Direct | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −540 | $15.76 | −$8,510.4 | 70,793 | Direct | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −101 | $15.77 | −$1,592.77 | 70,692 | Direct | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −2 | $15.78 | −$31.56 | 70,690 | Direct | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −7 | $15.82 | −$110.74 | 70,683 | Direct | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −200 | $15.83 | −$3,166 | 70,483 | Direct | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −298 | $15.84 | −$4,720.32 | 70,185 | Direct | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −101 | $15.85 | −$1,600.85 | 70,084 | Direct | |
| Nov 25, 2024 | Common Stock | SSaleDisposed | −6 | $15.87 | −$95.22 | 70,078 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2024 | Common Stock | MOption exerciseDisposed | −2,194 | $0.00 | $0 | 50,344 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.