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Schmidt Stephen J's Form 4 filing

Waterstone Financial, Inc. (WSBF) · filed Nov 25, 2024

Accession no.
0001437749-24-036121
Filed
Nov 25, 2024
Trade date
Nov 22, 2024
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 23 non-derivative transactions and 1 derivative transaction. Open-market sales total $111.7K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schmidt Stephen JCIK 0001336617Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 22, 2024Common StockMOption exerciseAcquired+7,280$12.75+$92,82077,358Direct
Nov 22, 2024Common StockSSaleDisposed−1,370$15.25−$20,892.575,988Direct
Nov 22, 2024Common StockSSaleDisposed−549$15.26−$8,377.7475,439Direct
Nov 22, 2024Common StockSSaleDisposed−124$15.27−$1,893.4875,315Direct
Nov 22, 2024Common StockSSaleDisposed−514$15.28−$7,853.9274,801Direct
Nov 22, 2024Common StockSSaleDisposed−29$15.29−$443.4174,772Direct
Nov 22, 2024Common StockSSaleDisposed−220$15.30−$3,36674,552Direct
Nov 22, 2024Common StockSSaleDisposed−631$15.32−$9,666.9273,921Direct
Nov 22, 2024Common StockSSaleDisposed−2$15.34−$30.6873,919Direct
Nov 22, 2024Common StockSSaleDisposed−3$15.34−$46.0273,916Direct
Nov 22, 2024Common StockSSaleDisposed−455$15.35−$6,984.2573,461Direct
Nov 22, 2024Common StockSSaleDisposed−420$15.36−$6,451.273,041Direct
Nov 22, 2024Common StockSSaleDisposed−468$15.37−$7,193.1672,573Direct
Nov 22, 2024Common StockSSaleDisposed−111$15.38−$1,707.1872,462Direct
Nov 22, 2024Common StockSSaleDisposed−230$15.38−$3,537.472,232Direct
Nov 22, 2024Common StockSSaleDisposed−1,018$15.40−$15,677.271,214Direct
Nov 22, 2024Common StockSSaleDisposed−415$15.41−$6,395.1570,799Direct
Nov 22, 2024Common StockSSaleDisposed−139$15.43−$2,144.7770,660Direct
Nov 22, 2024Common StockSSaleDisposed−100$15.44−$1,54470,560Direct
Nov 22, 2024Common StockSSaleDisposed−100$15.45−$1,54570,460Direct
Nov 22, 2024Common StockSSaleDisposed−64$15.46−$989.4470,396Direct
Nov 22, 2024Common StockSSaleDisposed−18$15.52−$279.3670,378Direct
Nov 22, 2024Common StockSSaleDisposed−300$15.61−$4,68370,078Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 22, 2024Common StockMOption exerciseDisposed−7,280$0.00$052,538Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)