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Schmidt Stephen J's Form 4 filing

Waterstone Financial, Inc. (WSBF) · filed Nov 22, 2024

Accession no.
0001437749-24-036014
Filed
Nov 22, 2024
Trade date
Nov 20-21, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 26 non-derivative transactions and 2 derivative transactions. Open-market sales total $159.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schmidt Stephen JCIK 0001336617Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 20, 2024Common StockMOption exerciseAcquired+437$12.75+$5,571.7570,515Direct
Nov 20, 2024Common StockSSaleDisposed−437$15.25−$6,664.2570,078Direct
Nov 21, 2024Common StockMOption exerciseAcquired+10,000$12.75+$127,50080,078Direct
Nov 21, 2024Common StockSSaleDisposed−862$15.25−$13,145.579,216Direct
Nov 21, 2024Common StockSSaleDisposed−215$15.26−$3,280.979,001Direct
Nov 21, 2024Common StockSSaleDisposed−1,252$15.26−$19,105.5277,749Direct
Nov 21, 2024Common StockSSaleDisposed−584$15.27−$8,917.6877,165Direct
Nov 21, 2024Common StockSSaleDisposed−1,196$15.27−$18,262.9275,969Direct
Nov 21, 2024Common StockSSaleDisposed−95$15.28−$1,451.675,874Direct
Nov 21, 2024Common StockSSaleDisposed−100$15.29−$1,52975,774Direct
Nov 21, 2024Common StockSSaleDisposed−916$15.29−$14,005.6474,858Direct
Nov 21, 2024Common StockSSaleDisposed−1,766$15.30−$27,019.873,092Direct
Nov 21, 2024Common StockSSaleDisposed−139$15.31−$2,128.0972,953Direct
Nov 21, 2024Common StockSSaleDisposed−520$15.31−$7,961.272,433Direct
Nov 21, 2024Common StockSSaleDisposed−278$15.32−$4,258.9672,155Direct
Nov 21, 2024Common StockSSaleDisposed−442$15.32−$6,771.4471,713Direct
Nov 21, 2024Common StockSSaleDisposed−6$15.33−$91.9871,707Direct
Nov 21, 2024Common StockSSaleDisposed−400$15.34−$6,13671,307Direct
Nov 21, 2024Common StockSSaleDisposed−11$15.35−$168.8571,296Direct
Nov 21, 2024Common StockSSaleDisposed−200$15.35−$3,07071,096Direct
Nov 21, 2024Common StockSSaleDisposed−83$15.36−$1,274.8871,013Direct
Nov 21, 2024Common StockSSaleDisposed−1$15.36−$15.3671,012Direct
Nov 21, 2024Common StockSSaleDisposed−8$15.37−$122.9671,004Direct
Nov 21, 2024Common StockSSaleDisposed−787$15.37−$12,096.1970,217Direct
Nov 21, 2024Common StockSSaleDisposed−122$15.38−$1,876.3670,095Direct
Nov 21, 2024Common StockSSaleDisposed−17$15.38−$261.4670,078Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 20, 2024Common StockMOption exerciseDisposed−437$0.00$069,818Direct
Nov 21, 2024Common StockMOption exerciseDisposed−10,000$0.00$059,818Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)