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Lu Zhijian's Form 4 filing

AvePoint, Inc. (AVPT) · filed Nov 21, 2024

Accession no.
0001437749-24-035991
Filed
Nov 21, 2024
Trade date
Nov 19-21, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions. Open-market sales total $508.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lu ZhijianCIK 000187461210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 19, 2024Common StockSSaleDisposed−10,000$15.88−$158,80018,280,673Indirect
Nov 20, 2024Common StockSSaleDisposed−10,000$17.12−$171,20018,270,673Indirect
Nov 21, 2024Common StockSSaleDisposed−10,000$17.81−$178,10018,260,673Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)