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Carrillo Sabas D's Form 4 filing

Blum Holdings, Inc. (BLMH) · filed Nov 21, 2024

Accession no.
0001437749-24-035983
Filed
Nov 21, 2024, 5:18 PM ET
Trade date
Nov 19-21, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions. Open-market purchases total $7.99K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Carrillo Sabas DCIK 0001876882Director, Officer (Chief Executive Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 19, 2024Common StockPPurchaseAcquired+5,000$0.14+$7005,000Direct
Nov 19, 2024Common StockPPurchaseAcquired+12,737$0.18+$2,292.6617,737Direct
Nov 20, 2024Common StockPPurchaseAcquired+10,000$0.18+$1,80027,737Direct
Nov 20, 2024Common StockPPurchaseAcquired+5,000$0.16+$80032,737Direct
Nov 21, 2024Common StockPPurchaseAcquired+15,000$0.16+$2,40047,737Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)