Morris David Richard's Form 4 filing
RBB Bancorp (RBB) · filed Nov 14, 2024
- Accession no.
- 0001437749-24-035424
- Filed
- Nov 14, 2024
- Trade date
- Nov 13, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $224.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Morris David RichardCIK 0001711919 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 13, 2024 | Common Stock, No Par Value | MOption exerciseAcquired | +9,000 | $20.55 | +$184,950 | 46,722 | Direct | |
| Nov 13, 2024 | Common Stock, No Par Value | SSaleDisposed | −9,000 | $24.89 | −$224,010 | 37,722 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 13, 2024 | Common Stock | MOption exerciseDisposed | −9,000 | $20.55 | −$184,950 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
David Morris exercised 9,000 options and sold the shares on November 13, 2024 subject to his 10b5-1 plan.