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Schmidt Stephen J's Form 4 filing

Waterstone Financial, Inc. (WSBF) · filed Nov 14, 2024

Accession no.
0001437749-24-035193
Filed
Nov 14, 2024
Trade date
Nov 12-13, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 26 non-derivative transactions and 2 derivative transactions. Open-market sales total $62.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schmidt Stephen JCIK 0001336617Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 12, 2024Common StockMOption exerciseAcquired+2,687$12.75+$34,259.2572,765Direct
Nov 12, 2024Common StockSSaleDisposed−753$15.75−$11,859.7572,012Direct
Nov 12, 2024Common StockSSaleDisposed−167$15.76−$2,631.9271,845Direct
Nov 12, 2024Common StockSSaleDisposed−429$15.77−$6,765.3371,416Direct
Nov 12, 2024Common StockSSaleDisposed−140$15.78−$2,209.271,276Direct
Nov 12, 2024Common StockSSaleDisposed−4$15.79−$63.1671,272Direct
Nov 12, 2024Common StockSSaleDisposed−119$15.79−$1,879.0171,153Direct
Nov 12, 2024Common StockSSaleDisposed−248$15.80−$3,918.470,905Direct
Nov 12, 2024Common StockSSaleDisposed−1$15.81−$15.8170,904Direct
Nov 12, 2024Common StockSSaleDisposed−20$15.82−$316.470,884Direct
Nov 12, 2024Common StockSSaleDisposed−240$15.82−$3,796.870,644Direct
Nov 12, 2024Common StockSSaleDisposed−3$15.84−$47.5270,641Direct
Nov 12, 2024Common StockSSaleDisposed−2$15.85−$31.770,639Direct
Nov 12, 2024Common StockSSaleDisposed−9$15.86−$142.7470,630Direct
Nov 12, 2024Common StockSSaleDisposed−61$15.87−$968.0770,569Direct
Nov 12, 2024Common StockSSaleDisposed−200$15.88−$3,17670,369Direct
Nov 12, 2024Common StockSSaleDisposed−20$15.88−$317.670,349Direct
Nov 12, 2024Common StockSSaleDisposed−40$15.89−$635.670,309Direct
Nov 12, 2024Common StockSSaleDisposed−20$15.90−$31870,289Direct
Nov 12, 2024Common StockSSaleDisposed−115$15.90−$1,828.570,174Direct
Nov 12, 2024Common StockSSaleDisposed−4$15.94−$63.7670,170Direct
Nov 12, 2024Common StockSSaleDisposed−92$15.97−$1,469.2470,078Direct
Nov 13, 2024Common StockMOption exerciseAcquired+1,249$12.75+$15,924.7571,327Direct
Nov 13, 2024Common StockSSaleDisposed−1,038$15.75−$16,348.570,289Direct
Nov 13, 2024Common StockSSaleDisposed−11$15.76−$173.3670,278Direct
Nov 13, 2024Common StockSSaleDisposed−200$15.77−$3,15470,078Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 12, 2024Common StockMOption exerciseDisposed−2,687$0.00$071,504Direct
Nov 13, 2024Common StockMOption exerciseDisposed−1,249$0.00$070,255Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)