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Schmidt Stephen J's Form 4 filing

Waterstone Financial, Inc. (WSBF) · filed Nov 12, 2024

Accession no.
0001437749-24-034392
Filed
Nov 12, 2024
Trade date
Nov 11, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 22 non-derivative transactions and 1 derivative transaction. Open-market sales total $171.7K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schmidt Stephen JCIK 0001336617Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 11, 2024Common StockMOption exerciseAcquired+10,880$12.75+$138,72080,958Direct
Nov 11, 2024Common StockSSaleDisposed−2,744$15.75−$43,21878,214Direct
Nov 11, 2024Common StockSSaleDisposed−198$15.76−$3,120.4878,016Direct
Nov 11, 2024Common StockSSaleDisposed−2,662$15.76−$41,953.1275,354Direct
Nov 11, 2024Common StockSSaleDisposed−129$15.77−$2,034.3375,225Direct
Nov 11, 2024Common StockSSaleDisposed−445$15.77−$7,017.6574,780Direct
Nov 11, 2024Common StockSSaleDisposed−131$15.78−$2,067.1874,649Direct
Nov 11, 2024Common StockSSaleDisposed−732$15.78−$11,550.9673,917Direct
Nov 11, 2024Common StockSSaleDisposed−511$15.79−$8,068.6973,406Direct
Nov 11, 2024Common StockSSaleDisposed−160$15.80−$2,52873,246Direct
Nov 11, 2024Common StockSSaleDisposed−486$15.80−$7,678.872,760Direct
Nov 11, 2024Common StockSSaleDisposed−468$15.81−$7,399.0872,292Direct
Nov 11, 2024Common StockSSaleDisposed−399$15.82−$6,312.1871,893Direct
Nov 11, 2024Common StockSSaleDisposed−1,362$15.83−$21,560.4670,531Direct
Nov 11, 2024Common StockSSaleDisposed−167$15.84−$2,645.2870,364Direct
Nov 11, 2024Common StockSSaleDisposed−1$15.85−$15.8570,363Direct
Nov 11, 2024Common StockSSaleDisposed−15$15.86−$237.970,348Direct
Nov 11, 2024Common StockSSaleDisposed−157$15.87−$2,491.5970,191Direct
Nov 11, 2024Common StockSSaleDisposed−2$15.88−$31.7670,189Direct
Nov 11, 2024Common StockSSaleDisposed−11$15.88−$174.6870,178Direct
Nov 11, 2024Common StockSSaleDisposed−9$15.89−$143.0170,169Direct
Nov 11, 2024Common StockSSaleDisposed−91$15.90−$1,446.970,078Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 11, 2024Common StockMOption exerciseDisposed−10,880$0.00$074,191Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)