Schmidt Stephen J's Form 4 filing
Waterstone Financial, Inc. (WSBF) · filed Nov 12, 2024
- Accession no.
- 0001437749-24-034384
- Filed
- Nov 12, 2024
- Trade date
- Nov 8-11, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 19 non-derivative transactions and 2 derivative transactions. Open-market sales total $90.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schmidt Stephen JCIK 0001336617 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2024 | Common Stock | MOption exerciseAcquired | +3,064 | $12.75 | +$39,066 | 73,142 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −944 | $15.75 | −$14,868 | 72,198 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −100 | $15.76 | −$1,576 | 72,098 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −199 | $15.76 | −$3,136.24 | 71,899 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −396 | $15.78 | −$6,248.88 | 71,503 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −510 | $15.78 | −$8,047.8 | 70,993 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −210 | $15.81 | −$3,320.1 | 70,783 | Direct | |
| Nov 8, 2024 | Common Stock | SSaleDisposed | −705 | $15.82 | −$11,153.1 | 70,078 | Direct | |
| Nov 11, 2024 | Common Stock | MOption exerciseAcquired | +2,675 | $12.75 | +$34,106.25 | 72,753 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −600 | $15.75 | −$9,450 | 72,153 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −100 | $15.76 | −$1,576 | 72,053 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −200 | $15.76 | −$3,152 | 71,853 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −427 | $15.77 | −$6,733.79 | 71,426 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −108 | $15.78 | −$1,704.24 | 71,318 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −685 | $15.78 | −$10,809.3 | 70,633 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −77 | $15.79 | −$1,215.83 | 70,556 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −14 | $15.81 | −$221.34 | 70,542 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −64 | $15.81 | −$1,011.84 | 70,478 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −400 | $15.82 | −$6,328 | 70,078 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2024 | Common Stock | MOption exerciseDisposed | −3,064 | $0.00 | $0 | 87,746 | Direct | |
| Nov 11, 2024 | Common Stock | MOption exerciseDisposed | −2,675 | $0.00 | $0 | 85,071 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.