Skip to main content

Schmidt Stephen J's Form 4 filing

Waterstone Financial, Inc. (WSBF) · filed Nov 8, 2024

Accession no.
0001437749-24-034148
Filed
Nov 8, 2024
Trade date
Nov 7, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 30 non-derivative transactions and 1 derivative transaction. Open-market sales total $79.1K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schmidt Stephen JCIK 0001336617Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 7, 2024Common StockMOption exerciseAcquired+9,190$12.75+$117,172.579,268Direct
Nov 7, 2024Common StockSSaleDisposed−205$15.75−$3,228.7579,063Direct
Nov 7, 2024Common StockSSaleDisposed−21$15.76−$330.9679,042Direct
Nov 7, 2024Common StockSSaleDisposed−893$15.80−$14,109.478,149Direct
Nov 7, 2024Common StockSSaleDisposed−1$15.81−$15.8178,148Direct
Nov 7, 2024Common StockSSaleDisposed−75$15.81−$1,185.7578,073Direct
Nov 7, 2024Common StockSSaleDisposed−35$15.82−$553.778,038Direct
Nov 7, 2024Common StockSSaleDisposed−5$15.83−$79.1578,033Direct
Nov 7, 2024Common StockSSaleDisposed−246$15.83−$3,894.1877,787Direct
Nov 7, 2024Common StockSSaleDisposed−640$15.85−$10,14477,147Direct
Nov 7, 2024Common StockSSaleDisposed−103$15.86−$1,633.5877,044Direct
Nov 7, 2024Common StockSSaleDisposed−14$15.86−$222.0477,030Direct
Nov 7, 2024Common StockSSaleDisposed−10$15.87−$158.777,020Direct
Nov 7, 2024Common StockSSaleDisposed−158$15.88−$2,509.0476,862Direct
Nov 7, 2024Common StockSSaleDisposed−104$15.90−$1,653.676,758Direct
Nov 7, 2024Common StockSSaleDisposed−305$15.90−$4,849.576,453Direct
Nov 7, 2024Common StockSSaleDisposed−10$15.91−$159.176,443Direct
Nov 7, 2024Common StockSSaleDisposed−273$15.91−$4,343.4376,170Direct
Nov 7, 2024Common StockSSaleDisposed−23$15.92−$366.1676,147Direct
Nov 7, 2024Common StockSSaleDisposed−8$15.93−$127.4476,139Direct
Nov 7, 2024Common StockSSaleDisposed−555$15.93−$8,841.1575,584Direct
Nov 7, 2024Common StockSSaleDisposed−33$15.94−$526.0275,551Direct
Nov 7, 2024Common StockSSaleDisposed−15$15.94−$239.175,536Direct
Nov 7, 2024Common StockSSaleDisposed−11$15.95−$175.4575,525Direct
Nov 7, 2024Common StockSSaleDisposed−331$15.95−$5,279.4575,194Direct
Nov 7, 2024Common StockSSaleDisposed−2$15.96−$31.9275,192Direct
Nov 7, 2024Common StockSSaleDisposed−285$15.96−$4,548.674,907Direct
Nov 7, 2024Common StockSSaleDisposed−311$15.97−$4,966.6774,596Direct
Nov 7, 2024Common StockSSaleDisposed−67$15.98−$1,070.6674,529Direct
Nov 7, 2024Common StockSSaleDisposed−242$15.99−$3,869.5874,287Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 7, 2024Common StockMOption exerciseDisposed−9,190$0.00$090,810Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)