Wu Peter's Form 4 filing
Cathay General Bancorp (CATY) · filed Nov 1, 2024
- Accession no.
- 0001437749-24-033023
- Filed
- Nov 1, 2024
- Trade date
- Oct 30-31, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $939.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wu PeterCIK 0001186026 | Director, Officer (Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 30, 2024 | Common Stock | SSaleDisposed | −7,289 | $47.05 | −$342,947.45 | 347,963 | Indirect | |
| Oct 31, 2024 | Common Stock | SSaleDisposed | −12,711 | $46.92 | −$596,400.12 | 335,252 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.