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Lu Zhijian's Form 4 filing

AvePoint, Inc. (AVPT) · filed Oct 21, 2024

Accession no.
0001437749-24-031670
Filed
Oct 21, 2024
Trade date
Oct 17-21, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions. Open-market sales total $364.4K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lu ZhijianCIK 000187461210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 17, 2024Common StockSSaleDisposed−10,000$12.10−$121,00018,340,673Indirect
Oct 18, 2024Common StockSSaleDisposed−10,000$12.24−$122,40018,330,673Indirect
Oct 21, 2024Common StockSSaleDisposed−10,000$12.10−$121,00018,320,673Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)