Lu Zhijian's Form 4 filing
AvePoint, Inc. (AVPT) · filed Oct 16, 2024
- Accession no.
- 0001437749-24-031400
- Filed
- Oct 16, 2024
- Trade date
- Oct 14-16, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions. Open-market sales total $367.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lu ZhijianCIK 0001874612 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 14, 2024 | Common Stock | SSaleDisposed | −10,000 | $12.37 | −$123,700 | 18,370,673 | Indirect | |
| Oct 15, 2024 | Common Stock | SSaleDisposed | −10,000 | $12.18 | −$121,800 | 18,360,673 | Indirect | |
| Oct 16, 2024 | Common Stock | SSaleDisposed | −10,000 | $12.24 | −$122,400 | 18,350,673 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.