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Pomilia Susan Weber's Form 4 filing

Hennessy Advisors Inc (HNNA) · filed Sep 27, 2024

Accession no.
0001437749-24-030181
Filed
Sep 27, 2024
Trade date
Sep 25-26, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $100.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Pomilia Susan WeberCIK 0001605021Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 25, 2024Common StockSSaleDisposed−1,073$9.82−$10,536.8653,464Direct
Sep 26, 2024Common StockSSaleDisposed−9,177$9.80−$89,934.644,287Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)