Lu Zhijian's Form 4 filing
AvePoint, Inc. (AVPT) · filed Sep 23, 2024
- Accession no.
- 0001437749-24-029857
- Filed
- Sep 23, 2024
- Trade date
- Sep 19-23, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions. Open-market sales total $357.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lu ZhijianCIK 0001874612 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2024 | Common Stock | SSaleDisposed | −10,000 | $11.91 | −$119,100 | 18,400,673 | Indirect | |
| Sep 20, 2024 | Common Stock | SSaleDisposed | −10,000 | $11.94 | −$119,400 | 18,390,673 | Indirect | |
| Sep 23, 2024 | Common Stock | SSaleDisposed | −10,000 | $11.90 | −$119,000 | 18,380,673 | Indirect | |
| Sep 21, 2024 | Common Stock | FTax withholdingDisposed | −721 | $11.94 | −$8,608.74 | 181,259 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.