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Bartel Ellen Syburg's Form 4 filing

Waterstone Financial, Inc. (WSBF) · filed Sep 16, 2024

Accession no.
0001437749-24-029237
Filed
Sep 16, 2024
Trade date
Sep 13, 2024
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 22 non-derivative transactions and 1 derivative transaction. Open-market sales total $62.1K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bartel Ellen SyburgCIK 0001598648Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 13, 2024Common StockMOption exerciseAcquired+4,166$12.75+$53,116.519,166Direct
Sep 13, 2024Common StockSSaleDisposed−100$14.79−$1,47919,066Direct
Sep 13, 2024Common StockSSaleDisposed−434$14.82−$6,431.8818,632Direct
Sep 13, 2024Common StockSSaleDisposed−100$14.83−$1,48318,532Direct
Sep 13, 2024Common StockSSaleDisposed−200$14.84−$2,96818,332Direct
Sep 13, 2024Common StockSSaleDisposed−103$14.85−$1,529.5518,229Direct
Sep 13, 2024Common StockSSaleDisposed−390$14.87−$5,799.317,839Direct
Sep 13, 2024Common StockSSaleDisposed−101$14.88−$1,502.8817,738Direct
Sep 13, 2024Common StockSSaleDisposed−100$14.89−$1,48917,638Direct
Sep 13, 2024Common StockSSaleDisposed−100$14.90−$1,49017,538Direct
Sep 13, 2024Common StockSSaleDisposed−470$14.90−$7,00317,068Direct
Sep 13, 2024Common StockSSaleDisposed−182$14.91−$2,713.6216,886Direct
Sep 13, 2024Common StockSSaleDisposed−566$14.91−$8,439.0616,320Direct
Sep 13, 2024Common StockSSaleDisposed−179$14.92−$2,670.6816,141Direct
Sep 13, 2024Common StockSSaleDisposed−400$14.93−$5,97215,741Direct
Sep 13, 2024Common StockSSaleDisposed−263$14.94−$3,929.2215,478Direct
Sep 13, 2024Common StockSSaleDisposed−134$14.94−$2,001.9615,344Direct
Sep 13, 2024Common StockSSaleDisposed−100$14.95−$1,49515,244Direct
Sep 13, 2024Common StockSSaleDisposed−105$14.96−$1,570.815,139Direct
Sep 13, 2024Common StockSSaleDisposed−78$14.99−$1,169.2215,061Direct
Sep 13, 2024Common StockSSaleDisposed−23$15.00−$34515,038Direct
Sep 13, 2024Common StockSSaleDisposed−38$15.02−$570.7615,000Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 13, 2024Common StockMOption exerciseDisposed−4,166$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)