Bartel Ellen Syburg's Form 4 filing
Waterstone Financial, Inc. (WSBF) · filed Sep 6, 2024
- Accession no.
- 0001437749-24-028593
- Filed
- Sep 6, 2024
- Trade date
- Sep 4-5, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 2 derivative transactions. Open-market sales total $227.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bartel Ellen SyburgCIK 0001598648 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 4, 2024 | Common Stock | MOption exerciseAcquired | +110 | $12.75 | +$1,402.5 | 15,110 | Direct | |
| Sep 4, 2024 | Common Stock | SSaleDisposed | −30 | $15.04 | −$451.2 | 15,080 | Direct | |
| Sep 4, 2024 | Common Stock | SSaleDisposed | −80 | $15.00 | −$1,200 | 15,000 | Direct | |
| Sep 5, 2024 | Common Stock | MOption exerciseAcquired | +15,030 | $12.75 | +$191,632.5 | 30,030 | Direct | |
| Sep 5, 2024 | Common Stock | SSaleDisposed | −2,486 | $15.01 | −$37,314.86 | 27,544 | Direct | |
| Sep 5, 2024 | Common Stock | SSaleDisposed | −12,226 | $15.00 | −$183,390 | 15,318 | Direct | |
| Sep 5, 2024 | Common Stock | SSaleDisposed | −6 | $15.04 | −$90.24 | 15,312 | Direct | |
| Sep 5, 2024 | Common Stock | SSaleDisposed | −307 | $15.01 | −$4,608.07 | 15,005 | Direct | |
| Sep 5, 2024 | Common Stock | SSaleDisposed | −5 | $15.02 | −$75.1 | 15,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 4, 2024 | Common Stock | MOption exerciseDisposed | −110 | $0.00 | $0 | 19,196 | Direct | |
| Sep 5, 2024 | Common Stock | MOption exerciseDisposed | −15,030 | $0.00 | $0 | 4,166 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.