Bartel Ellen Syburg's Form 4 filing
Waterstone Financial, Inc. (WSBF) · filed Sep 4, 2024
- Accession no.
- 0001437749-24-028348
- Filed
- Sep 4, 2024
- Trade date
- Aug 30-Sep 3, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $85.4K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bartel Ellen SyburgCIK 0001598648 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2024 | Common Stock | MOption exerciseAcquired | +3,565 | $12.75 | +$45,453.75 | 18,565 | Direct | |
| Aug 30, 2024 | Common Stock | SSaleDisposed | −3,389 | $15.00 | −$50,835 | 15,176 | Direct | |
| Aug 30, 2024 | Common Stock | SSaleDisposed | −176 | $15.02 | −$2,643.52 | 15,000 | Direct | |
| Sep 3, 2024 | Common Stock | MOption exerciseAcquired | +2,129 | $12.75 | +$27,144.75 | 17,129 | Direct | |
| Sep 3, 2024 | Common Stock | SSaleDisposed | −1,435 | $15.00 | −$21,525 | 15,694 | Direct | |
| Sep 3, 2024 | Common Stock | SSaleDisposed | −100 | $15.02 | −$1,502 | 15,594 | Direct | |
| Sep 3, 2024 | Common Stock | SSaleDisposed | −203 | $15.04 | −$3,053.12 | 15,391 | Direct | |
| Sep 3, 2024 | Common Stock | SSaleDisposed | −391 | $15.05 | −$5,884.55 | 15,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2024 | Common Stock | MOption exerciseDisposed | −3,565 | $0.00 | $0 | 21,435 | Direct | |
| Sep 3, 2024 | Common Stock | MOption exerciseDisposed | −2,129 | $0.00 | $0 | 19,306 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.