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Woodward Peter H's Form 4 filing

TSS, Inc. (TSSI) · filed Sep 3, 2024

Accession no.
0001437749-24-028324
Filed
Sep 3, 2024
Trade date
Aug 16-30, 2024
Filing delay
18 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market sales total $3.09M. It was filed 18 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Woodward Peter HCIK 0001369119Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 29, 2024Common StockSSaleDisposed−326,622$5.06F1−$1,652,707.321,525,902Indirect
Aug 30, 2024Common StockSSaleDisposed−292,381$4.91F3−$1,435,590.711,233,521Indirect
Aug 16, 2024Common StockJOtherAcquired+15,574$0.00$015,574Direct
Aug 16, 2024Common StockJOtherAcquired+25,000$0.00$025,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.20, inclusive. The reporting person undertakes to provide to TSS, Inc., any security holder of TSS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) of this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.4355 to $5.11, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)