Dondero James D's Form 4 filing
Nexpoint Diversified Real Estate TrustNXDT ยท filed Jun 17, 2024
- Accession no.
- 0001437749-24-020503
- Filed
- Jun 17, 2024
- Trade date
- Nov 1, 2021-Jun 13, 2024
- Filing delay
- 959 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 16 non-derivative transactions. Open-market purchases total $337.3K. It was filed 959 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dondero James DCIK 0001228922 | Director, Officer (See Remarks), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2024 | Common Stock | PPurchaseAcquired | +2,387 | $4.92 | +$11,744.04 | 2,387 | Indirect | |
| Jun 13, 2024 | Common Stock | PPurchaseAcquired | +2,387 | $4.92 | +$11,744.04 | 2,387 | Indirect | |
| Jun 13, 2024 | Common Stock | PPurchaseAcquired | +2,387 | $4.92 | +$11,744.04 | 2,387 | Indirect | |
| Jun 13, 2024 | Common Stock | PPurchaseAcquired | +2,387 | $4.92 | +$11,744.04 | 2,387 | Indirect | |
| Jun 13, 2024 | Common Stock | PPurchaseAcquired | +2,387 | $4.92 | +$11,744.04 | 2,387 | Indirect | |
| Jun 13, 2024 | Common Stock | PPurchaseAcquired | +2,387 | $4.92 | +$11,744.04 | 2,387 | Indirect | |
| Nov 1, 2021 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +3,803 | $14.36 | +$54,611.08 | 16,807 | Indirect | |
| Nov 2, 2021 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +5,693 | $14.36 | +$81,751.48 | 22,500 | Indirect | |
| Jan 12, 2022 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +3,117 | $14.36 | +$44,760.12 | 25,617 | Indirect | |
| Jan 13, 2022 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +3,900 | $14.36 | +$56,004 | 29,517 | Indirect | |
| Jun 13, 2024 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +325 | $15.25 | +$4,956.25 | 325 | Indirect | |
| Jun 13, 2024 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +325 | $15.25 | +$4,956.25 | 325 | Indirect | |
| Jun 13, 2024 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +325 | $15.25 | +$4,956.25 | 325 | Indirect | |
| Jun 13, 2024 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +325 | $15.25 | +$4,956.25 | 325 | Indirect | |
| Jun 13, 2024 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +325 | $15.25 | +$4,956.25 | 325 | Indirect | |
| Jun 13, 2024 | 5.50% Series A Cumulative Preferred Shares | PPurchaseAcquired | +325 | $15.25 | +$4,956.25 | 325 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
President