Caci James's Form 4 filing
AvePoint, Inc. (AVPT) · filed Mar 22, 2024
- Accession no.
- 0001437749-24-009078
- Filed
- Mar 22, 2024
- Trade date
- Mar 20-21, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions. Open-market sales total $80.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Caci JamesCIK 0001367794 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2024 | Common Stock | SSaleDisposed | −3,061 | $8.00 | −$24,488 | 717,412 | Direct | |
| Mar 21, 2024 | Common Stock | SSaleDisposed | −6,939 | $8.00 | −$55,512 | 710,473 | Direct | |
| Mar 21, 2024 | Common Stock | FTax withholdingDisposed | −2,824 | $8.03 | −$22,676.72 | 707,649 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.