Kao James's Form 4 filing
RBB Bancorp (RBB) · filed Mar 15, 2024
- Accession no.
- 0001437749-24-008053
- Filed
- Mar 15, 2024
- Trade date
- Mar 13-14, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $307.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kao JamesCIK 0001711522 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2024 | Common Stock, No Par Value | PPurchaseAcquired | +2,000 | $16.98 | +$33,960 | 519,175 | Direct | |
| Mar 14, 2024 | Common Stock, No Par Value | PPurchaseAcquired | +16,201 | $16.88 | +$273,472.88 | 535,376 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.