Holder H Randolph Jr's Form 4/A amendment
AmendedOak Valley Bancorp (OVLY) · filed Feb 28, 2024
- Accession no.
- 0001437749-24-005956
- Filed
- Feb 28, 2024
- Trade date
- Feb 26, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Feb 27, 2024
This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market purchases total $2.93K. It was filed 2 days after the trade.
This amendment restates part of 0001437749-24-005736 (filed Feb 27, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Holder H Randolph JrCIK 0001662767 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2024 | Common Stock | PPurchaseAcquired | +21 | $24.74 | +$519.54 | 141,483 | Indirect |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001437749-24-005736 (filed Feb 27, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2024 | Common Stock | PPurchaseAcquired | +100 | $24.13 | +$2,413 | 142,583 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Mr. Holder disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest in the securities (i.e., he owns 33.33% of the LLC).
- F2
Originally reported as direct, but securities are held by Holder Enterprises LLC.