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Holder H Randolph Jr's Form 4/A amendment

Amended

Oak Valley Bancorp (OVLY) · filed Feb 28, 2024

Accession no.
0001437749-24-005955
Filed
Feb 28, 2024
Trade date
Feb 5, 2024
Filing delay
23 days
Rule 10b5-1 plan
Not checked
Original filed
Feb 6, 2024

This filing lists 1 non-derivative transaction. Open-market purchases total $37.5K. It was filed 23 days after the trade.

This amendment replaces 0001437749-24-003270 (filed Feb 6, 2024).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Holder H Randolph JrCIK 0001662767Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 5, 2024Common StockPPurchaseAcquired+1,500$25.00+$37,500141,287Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Mr. Holder disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest in the securities (i.e., he owns 33.33% of the LLC).

F2

Securities acquired overstated by 1,000 shares. Amendment to correct number of shares purchased, originally reported as 2,500 shares filed on 2/6/2024.

Read the full filing on SEC EDGAR (opens in a new tab)