Nelson Mark Jon's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Feb 21, 2024
- Accession no.
- 0001437749-24-005026
- Filed
- Feb 21, 2024
- Trade date
- Feb 19-20, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.03M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nelson Mark JonCIK 0001554623 | Officer (SVP, Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 19, 2024 | Common Stock | AGrant or awardAcquired | +22,806 | $0.00F2 | $0 | 53,908 | Direct | |
| Feb 19, 2024 | Common Stock | FTax withholdingDisposed | −11,559 | $73.24 | −$846,581.16 | 42,349 | Direct | |
| Feb 19, 2024 | Common Stock | MOption exerciseAcquired | +713 | $0.00F2 | $0 | 43,062 | Direct | |
| Feb 19, 2024 | Common Stock | FTax withholdingDisposed | −362 | $73.24 | −$26,512.88 | 42,700 | Direct | |
| Feb 20, 2024 | Common Stock | SSaleDisposed | −12,690 | $71.40F5 | −$906,066 | 30,010 | Direct | |
| Feb 20, 2024 | Common Stock | SSaleDisposed | −1,727 | $72.12F6 | −$124,551.24 | 28,283 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 19, 2024 | Common Stock | MOption exerciseDisposed | −713 | $0.00 | $0 | 38,893 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Restricted Stock Units (RSUs) - no purchase price for this transaction.
Referenced by the price of 2 transactions in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $70.99 to $71.98. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $72.07 to $72.195. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.