Kao James's Form 4 filing
RBB Bancorp (RBB) · filed Feb 7, 2024
- Accession no.
- 0001437749-24-003411
- Filed
- Feb 7, 2024
- Trade date
- Feb 6-7, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $253.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kao JamesCIK 0001711522 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2024 | Common Stock, No Par Value | PPurchaseAcquired | +5,000 | $17.02 | +$85,100 | 485,376 | Direct | |
| Feb 7, 2024 | Common Stock, No Par Value | PPurchaseAcquired | +10,000 | $16.80 | +$168,000 | 495,376 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Dr. James Kao purchased 5,000 shares on 02/06/2024. Dr. James Kao purchased 10,000 shares on 02/07/2024.