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Schulke Ryan's Form 4 filing

Fluent, Inc. (FLNT) · filed Dec 14, 2023

Accession no.
0001437749-23-034407
Filed
Dec 14, 2023
Trade date
Dec 12-13, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $11.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schulke RyanCIK 0001660850Director, Officer (Chief Strategy Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 12, 2023Common StockPPurchaseAcquired+12,000$0.51F4+$6,120476,500Indirect
Dec 13, 2023Common StockPPurchaseAcquired+10,659$0.53F5+$5,649.27487,159Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

The price listed in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4889 to $0.5200, inclusive. The Reporting Person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The price listed in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5042 to $0.54, inclusive. The Reporting Person undertakes to provide Fluent, Inc., any Fluent, Inc. security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)