Hennessy Brian A's Form 4 filing
Hennessy Advisors Inc (HNNA) · filed Dec 12, 2023
- Accession no.
- 0001437749-23-034248
- Filed
- Dec 12, 2023
- Trade date
- Aug 10-11, 2021
- Filing delay
- 854 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $39.2K. It was filed 854 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hennessy Brian ACIK 0001165100 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2021 | Common Stock | PPurchaseAcquired | +2,500 | $9.97 | +$24,925 | 17,562.65 | Indirect | |
| Aug 11, 2021 | Common Stock | PPurchaseAcquired | +1,400 | $10.23 | +$14,322 | 18,962.65 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.