Rush William M Rusty's Form 4 filing
Rush Enterprises Inc (RUSHA) · filed Dec 8, 2023
- Accession no.
- 0001437749-23-034033
- Filed
- Dec 8, 2023
- Trade date
- Dec 7-8, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.10M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rush William M RustyCIK 0001211953 | Director, Officer (CEO, President and COB), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2023 | Class A Common Stock | MOption exerciseAcquired | +16,122 | $13.45 | +$216,840.9 | 190,276.5 | Direct | |
| Dec 7, 2023 | Class A Common Stock | SSaleDisposed | −16,122 | $40.31 | −$649,877.82 | 174,154.5 | Direct | |
| Dec 8, 2023 | Class A Common Stock | MOption exerciseAcquired | +85,128 | $13.45 | +$1,144,971.6 | 259,282.5 | Direct | |
| Dec 8, 2023 | Class A Common Stock | SSaleDisposed | −85,128 | $40.58 | −$3,454,494.24 | 174,154.5 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2023 | Class A Common Stock | MOption exerciseDisposed | −16,122 | $0.00 | $0 | 85,128 | Direct | |
| Dec 8, 2023 | Class A Common Stock | MOption exerciseDisposed | −85,128 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.