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Bagley Edward D's Form 4 filing

Clearone Inc (CLRO) · filed Dec 7, 2023

Accession no.
0001437749-23-033853
Filed
Dec 7, 2023
Trade date
Dec 6, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $8.28K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bagley Edward DCIK 000089791110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 6, 2023Common StockPPurchaseAcquired+10,476$0.79F1+$8,276.0410,551,215Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $0.78 to $0.80. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

Remarks

The Form 4 is being amended to reflect that the number of share purchased on November 14, 2023 was 30,091 and not 300,091 as erroneously reported in the original Form 4.

Read the full filing on SEC EDGAR (opens in a new tab)