Bagley Edward D's Form 4 filing
Clearone Inc (CLRO) · filed Dec 4, 2023
- Accession no.
- 0001437749-23-033507
- Filed
- Dec 4, 2023
- Trade date
- Nov 29-Dec 4, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $17.9K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bagley Edward DCIK 0000897911 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2023 | Common Stock | PPurchaseAcquired | +10,000 | $0.80 | +$8,000 | 10,538,357 | Direct | |
| Dec 4, 2023 | Common Stock | PPurchaseAcquired | +12,382 | $0.80F1 | +$9,905.6 | 10,540,739 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $0.79 to $0.80. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
Remarks
The Form 4 is being amended to reflect that the number of share purchased on November 14, 2023 was 30,091 and not 300,091 as erroneously reported in the original Form 4.