Duggan Robert W's Form 4 filing
Pulse Biosciences, Inc. (PLSE) · filed Dec 1, 2023
- Accession no.
- 0001437749-23-033434
- Filed
- Dec 1, 2023
- Trade date
- Nov 29, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $2.05M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Duggan Robert WCIK 0001055919 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2023 | Common Stock | MOption exerciseAcquired | +1,667 | $5.95 | +$9,918.65 | 36,392,861 | Direct | |
| Nov 29, 2023 | Common Stock | PPurchaseAcquired | +158,600 | $9.44 | +$1,497,184 | 36,551,461 | Direct | |
| Nov 29, 2023 | Common Stock | PPurchaseAcquired | +60,000 | $9.21 | +$552,600 | 60,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2023 | Common Stock | MOption exerciseDisposed | −1,667 | $0.00 | $0 | 10,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.