Tong Richard's Form 4 filing
NV5 Global, Inc.NVEE · filed Nov 16, 2023
- Accession no.
- 0001437749-23-032391
- Filed
- Nov 16, 2023
- Trade date
- Jun 26-Nov 14, 2023
- Filing delay
- 143 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $306.8K. It was filed 143 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tong RichardCIK 0001572735 | Officer (Exec VP and General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 26, 2023 | Common | AGrant or awardAcquired | +71 | $0.00 | $0 | 19,876 | Direct | |
| Nov 14, 2023 | Common | SSaleDisposed | −3,169 | $96.81F4 | −$306,790.89 | 16,707 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to NV5 Global, Inc., any security holder of NV5 Global, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.