Tong Richard's Form 4 filing
NV5 Global, Inc. (NVEE) · filed Nov 16, 2023
- Accession no.
- 0001437749-23-032391
- Filed
- Nov 16, 2023
- Trade date
- Jun 26-Nov 14, 2023
- Filing delay
- 143 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $306.8K. It was filed 143 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tong RichardCIK 0001572735 | Officer (Exec VP and General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 26, 2023 | Common | AGrant or awardAcquired | +71 | $0.00 | $0 | 19,876 | Direct | |
| Nov 14, 2023 | Common | SSaleDisposed | −3,169 | $96.81 | −$306,790.89 | 16,707 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.