Obara Pat's Form 4 filing
Uranium Energy Corp (UEC) · filed Nov 16, 2023
- Accession no.
- 0001437749-23-032388
- Filed
- Nov 16, 2023
- Trade date
- Nov 14-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 11 non-derivative transactions and 1 derivative transaction. Open-market sales total $258.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Obara PatCIK 0001373816 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Stock | MOption exerciseAcquired | +150,000 | $0.94 | +$141,000 | 887,755 | Direct | |
| Nov 14, 2023 | Common Stock | FTax withholdingDisposed | −23,205 | $6.09 | −$141,318.45 | 864,550 | Direct | |
| Nov 14, 2023 | Common Stock | FTax withholdingDisposed | −33,918 | $6.09 | −$206,560.62 | 830,632 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −6,500 | $6.02 | −$39,130 | 824,132 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −7,000 | $6.03 | −$42,210 | 817,132 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −8,000 | $6.05 | −$48,400 | 809,132 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −6,255 | $6.06 | −$37,905.3 | 802,877 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −5,000 | $6.07 | −$30,350 | 797,877 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −5,000 | $6.09 | −$30,450 | 792,877 | Direct | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −2,877 | $6.02 | −$17,319.54 | 790,000 | Direct | |
| Nov 16, 2023 | Common Stock | SSaleDisposed | −2,000 | $6.15 | −$12,300 | 788,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Stock | MOption exerciseDisposed | −150,000 | – | – | 175,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.