Luther Sherri R's Form 4 filing
Lattice Semiconductor Corp (LSCC) · filed Nov 15, 2023
- Accession no.
- 0001437749-23-032218
- Filed
- Nov 15, 2023
- Trade date
- Nov 14, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $966.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Luther Sherri RCIK 0001764515 | Officer (SVP, CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Stock | MOption exerciseAcquired | +1,820 | $0.00F1 | $0 | 129,630 | Direct | |
| Nov 14, 2023 | Common Stock | FTax withholdingDisposed | −903 | $58.58 | −$52,897.74 | 128,727 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −7,086 | $57.03F4 | −$404,114.58 | 121,641 | Direct | |
| Nov 14, 2023 | Common Stock | SSaleDisposed | −9,725 | $57.79F5 | −$562,007.75 | 111,916 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Common Stock | MOption exerciseDisposed | −1,820 | $0.00 | $0 | 33,860 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units (RSUs) - no purchase price for this transaction.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $56.575 to $57.48. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $57.64 to $58.08. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
Referenced by the price of 1 transaction in Table I.