Sullivan James David's Form 4 filing
Bio Key International Inc (BKYI) · filed Nov 1, 2023
- Accession no.
- 0001437749-23-029811
- Filed
- Nov 1, 2023, 5:04 PM ET
- Trade date
- Oct 30, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $49.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sullivan James DavidCIK 0001834436 | Officer (Chief Legal Officer), Other: SVP Strategy & Compliance |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 30, 2023 | Common Stock | PPurchaseAcquired | +228,000 | $0.175 | +$39,900 | 358,500 | Direct | |
| Oct 30, 2023 | Common Stock | PPurchaseAcquired | +57,100 | $0.175 | +$9,992.5 | 415,600 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Warrants were purchased as part of a unit with each unit consisting of one share of common stock and one warrant at a purchase price of $0.175 per unit.
Referenced by the price of 2 transactions in Table II.