Depasquale Michael W's Form 4 filing
Bio Key International Inc (BKYI) · filed Nov 1, 2023
- Accession no.
- 0001437749-23-029784
- Filed
- Nov 1, 2023, 4:44 PM ET
- Trade date
- Oct 30, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $28.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Depasquale Michael WCIK 0001246138 | Director, Officer (Chief Executive Officer), Other: Chairman |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 30, 2023 | Common Stock | PPurchaseAcquired | +165,000 | $0.175 | +$28,875 | 286,827 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 30, 2023 | common stock | PPurchaseAcquired | +165,000 | –F2 | – | 204,584 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Warrants were purchased as part of a unit with each unit consisting of one share of common stock and one warrant at a purchase price of $0.175 per unit.
Referenced by the price of 1 transaction in Table II.